Complii has been designed to move Australian Financial Services Licensees (AFSLs) to above industry standard and away from paper based compliance systems and into the electronic age. The Complii platform is a 100% secure, ASIC data retention compliant, web-based compliance system that has been designed to automate, check and process much of a Licensee's compliance obligations, including those of its staff members.
Complii: Record Of Advice (ROA)
Future of Financial Advice - FOFA, Statement of Advice
2024-07-04
Complii has well in advanced certified compliance with future of financial advice (FOFA) reforms which are yet to come into existence for securities dealers.